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Corporate Governance 10

corporate governance

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Title: corporate governance

Essay Details:

Subject: Business

Author: Ruth R

Date: June 16, 2011

Level: University

Grade: B

Length: 8 / 2325

Essay text:

fund industry to the financial health of millions of Americ V. Role of SEC Offices and Divisions My Division of the SEC, the Division of Investment Management, is responsible for administering and interpreting the provisions of the Investment Company Act. However, we are greatly assisted in efforts to protect investment company investors through the efforts of other Offices and Divisions of the SEC, particularly our Office of Compliance, Inspections and Examinations, the Office of Investor Education and Assistance, and the Division of Enforcement. A. Office of Compliance, Inspections and Examinations Our Office of Compliance, Inspections and Examinations conducts the SEC's examination program of investment companies and investment advisers...

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