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03

Legal Due Diligence Checklist

   
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Title: Legal Due Diligence Checklist
 
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Subject: Miscellaneous
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Date: February 19, 2001
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Length: 6 / 1545
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Securities and Exchange Commission (SEC) which anyone can access at no charge (Kassel, 2005). According to Tergesen (2006), “a little sleuthing online can (also) turn up information that may signal trouble ahead.” “A search of public databases – including those maintained by Google, LexisNexis, and various federal, state and county courts” – can dredge up enough dirt on a prospective investment company to cause alarm (Tergesen, 2006)...
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The corporate record information checklist item also will determine company state qualifications and list of jurisdictions including office locations, company inventory and equipment. The checklist item also includes a schedule of owned real property, material suppliers and other third party service providers; and a schedule of property, liability and current and pending worker’s comp insurance policies including policy limits, deductibles and retroactive premium adjustments; and copies of all insurance policies and contracts (Astute Diligence, 2008)...
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